Filing Details
- Accession Number:
- 0001314458-12-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-07 12:30:22
- Reporting Period:
- 2012-09-06
- Filing Date:
- 2012-09-07
- Accepted Time:
- 2012-09-07 12:30:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | S Y Bancorp Inc | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1314458 | A James Hillebrand | 13308 Longwood Lane Goshen KY 40026 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-06 | 838 | $0.00 | 25,310 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-06 | 838 | $23.70 | 24,472 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-06 | 4,433 | $23.72 | 20,039 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-06 | 3,150 | $0.00 | 23,189 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-06 | 2,312 | $0.00 | 25,501 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2012-09-06 | 3,150 | $0.00 | 3,150 | $18.62 |
| Common Stock | Option (Right to Buy) | Disposition | 2012-09-06 | 3,150 | $0.00 | 3,150 | $20.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-12-17 | 2012-12-17 | No | 4 | M | Direct |
| 0 | 2004-12-16 | 2013-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,146 | Indirect | by ESOP/401k-fbo James Hillebrand |
| Common Stock | 7,756 | Indirect | by IRA-fbo Lynn HIllebrand |
| Common Stock | 247 | Indirect | Trust-Directors' Deferred Comp Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | $22.81 | 2005-12-14 | 2014-12-14 | 6,300 | 6,300 | Direct |
| Common Stock | Option (Right to Buy) | $24.07 | 2007-01-17 | 2016-01-17 | 9,450 | 9,450 | Direct |
| Common Stock | Option (Right to Buy) | $26.83 | 2008-02-20 | 2017-02-20 | 6,000 | 6,000 | Direct |
| Common Stock | Stock Appreciation Right | $23.37 | 2009-02-19 | 2018-02-19 | 4,295 | 4,295 | Direct |
| Common Stock | Stock Appreciation Right | $22.14 | 2010-02-17 | 2019-02-17 | 5,000 | 5,000 | Direct |
| Common Stock | Stock Appreciation Right | $21.03 | 2011-02-16 | 2020-02-16 | 9,000 | 9,000 | Direct |
| Common Stock | Stock Appreciation Right | $23.76 | 2012-03-15 | 2021-03-15 | 7,312 | 7,312 | Direct |
| Common Stock | Stock Appreciation Right | $22.86 | 2013-02-20 | 2022-02-20 | 13,067 | 13,067 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-12-14 | 6,300 | 6,300 | Direct |
| 2016-01-17 | 9,450 | 9,450 | Direct |
| 2017-02-20 | 6,000 | 6,000 | Direct |
| 2018-02-19 | 4,295 | 4,295 | Direct |
| 2019-02-17 | 5,000 | 5,000 | Direct |
| 2020-02-16 | 9,000 | 9,000 | Direct |
| 2021-03-15 | 7,312 | 7,312 | Direct |
| 2022-02-20 | 13,067 | 13,067 | Direct |
Footnotes
- Stock option exercise
Billionaire Hedge Funds
