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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120370	Broadwind Energy Inc.	BWEN	Nonferrous Foundries (Castings) (3360)	880409160

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1505863	C. Peter Duprey	47 East Chicago Avenue Suite 332 Naperville IL 60540	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-09-04	1,700	$1.77	87,783	No	4	P	Direct
Common Stock	Acquisiton	2012-09-04	8,300	$1.78	96,083	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,622	Indirect	By 401(k) Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$17.70		2020-11-15	22,000	22,000	Direct
Common Stock	Stock Option (Right to Buy)	$3.40		2022-05-04	58,083	58,083	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-11-15	22,000	22,000	Direct
2022-05-04	58,083	58,083	Direct

Footnotes

On 8/22/12, the Company completed a one-for-ten reverse stock split. All common stock amounts and exercise prices in the filing relating to securities acquired prior to 8/22/12 have been adjusted to reflect the one-for-ten reverse stock split.
Represents 13,500 of restricted stock units that vest in 4,500 share increments on each of 11/15/12, 11/15/13 and 11/15/14 and (ii) 58,083 of restricted stock units that vest in 14,520 share increments on each of 5/4/13 and 5/4/15 and in 14,521 share increments on 5/4/14 and 5/4/16.
Represents shares received based on a plan statement dated as of September 5, 2012.
This option was previously reported as covering 220,000 shares at an exercise price of $1.77, but was adjusted to reflect the stock split that occurred on 8/22/12. 5,500 shares vest on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14.
This option was previously reported as covering 580,838 shares at an exercise price of $0.34, but was adjusted to reflect the stock split that occurred on 8/22/12. 14,520 shares vest on each of 5/4/13 and 5/4/15 and 14,521 share increments on 5/4/14 and 5/4/16.