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Home > Insider Trading > Filing (0001140361-12-039623)

Filing Details

Accession Number:: 0001140361-12-039623
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-09-06 15:23:15
Reporting Period:: 2012-09-05

Filing Date:: 2012-09-06
Accepted Time:: 2012-09-06 15:23:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
811808	Summit Financial Group Inc	SMMF	State Commercial Banks (6022)	550672148

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1521503	E. Jeffrey Hott	3293 Petersburg Pike Franklin WV 26807		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-09-05	5,000	$4.15	47,834	No	4	S	Indirect	By Mother

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Mother

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	15,750	Direct
Common Stock	1,960	Indirect	By Spouse
Common Stock	127,960	Indirect	By EE Hott, Inc.
Common Stock	21,200	Indirect	By Franklin Oil
Common Stock	400	Indirect	As Cust for Son

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	8% Non-Cumulative Convertible Preferred Stock, Series 2009	$5.50	2010-03-01	2019-06-01	9,091	50	Direct
Common Stock	8% Non-Cumulative Convertible Preferred Stock, Series 2009	$5.50	2010-03-01	2019-06-01	9,091	50	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-06-01	9,091	50	Direct
2019-06-01	9,091	50	Indirect

Footnotes

The 2009 Series Preferred Stock may be converted at the holder's option on any dividend payment date.