Filing Details

Accession Number:
0001181431-12-048953
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-06 14:55:45
Reporting Period:
2012-09-04
Filing Date:
2012-09-06
Accepted Time:
2012-09-06 14:55:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383729 Fusion-Io Inc. FIO Computer Storage Devices (3572) 204232255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235112 J Patrick Kerins 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-09-04 4,500,000 $0.00 9,038,379 No 4 J Indirect See Note 2
Common Stock Acquisiton 2012-09-04 45,000 $0.00 45,000 No 4 J Indirect See Note 4
Common Stock Disposition 2012-09-04 45,000 $0.00 0 No 4 J Indirect See Note 4
Common Stock Acquisiton 2012-09-04 1,084 $0.00 3,751 No 4 J Direct
Common Stock Disposition 2012-09-05 64,634 $27.67 0 No 4 S Indirect See Note 8
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Note 2
No 4 J Indirect See Note 4
No 4 J Indirect See Note 4
No 4 J Direct
No 4 S Indirect See Note 8
Footnotes
  1. New Enterprise Associates 12, Limited Partnership ("NEA 12") made a pro rata distribution for no consideration of an aggregate of 4,500,000 shares of common stock of the Issuer to its general partner and its limited partners on September 4, 2012.
  2. The Reporting Person is a manager of NEA 12 GP, LLC, ("NEA 12 LLC") which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of NEA 12, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934 (the "1934 Act"), as amended, or otherwise of the shares held by NEA 12, except to the extent of his pecuniary interest therein.
  3. NEA Partners 12 received 45,000 shares of common stock of the Issuer in the distribution by NEA 12 on September 4, 2012.
  4. The Reporting Person is a manager of NEA 12 LLC, which is the sole general partner of NEA Partners 12. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of the shares held by NEA Partners 12, except to the extent of his pecuniary interest therein.
  5. NEA Partners 12 made a pro rata distribution for no consideration of an aggregate of 45,000 shares of common stock of the Issuer to its limited partners on September 4, 2012.
  6. The Reporting Person received 1,084 shares of common stock of the Issuer in the distribution by NEA Partners 12.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.54 to $27.94 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4.
  8. The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of New Enterprise Associates 13, L.P. ("NEA 13"), the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of the shares held by NEA 13, except to the extent of his pecuniary interest therein.