Filing Details
- Accession Number:
- 0001365916-12-000091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-05 20:13:01
- Reporting Period:
- 2012-08-31
- Filing Date:
- 2012-09-05
- Accepted Time:
- 2012-09-05 20:13:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1365916 | Amyris Inc. | AMRS | Industrial Organic Chemicals (2860) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1501907 | John Melo | C/O Amyris, Inc. 5885 Hollis St., Suite 100 Emeryville CA 94608 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-31 | 553,730 | $0.28 | 827,881 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-31 | 553,730 | $3.70 | 274,151 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-08-31 | 18,539 | $0.28 | 18,539 | No | 4 | M | Indirect | Melo Family 2010 Distribution |
| Common Stock | Disposition | 2012-08-31 | 18,539 | $3.70 | 0 | No | 4 | S | Indirect | Melo Family 2010 Distribution |
| Common Stock | Acquisiton | 2012-08-31 | 9,936 | $0.28 | 9,936 | No | 4 | M | Indirect | Descendant's Trust #1 |
| Common Stock | Disposition | 2012-08-31 | 9,936 | $3.70 | 0 | No | 4 | S | Indirect | Descendant's Trust #1 |
| Common Stock | Acquisiton | 2012-08-31 | 9,936 | $0.28 | 9,936 | No | 4 | M | Indirect | Descendant's Trust #2 |
| Common Stock | Disposition | 2012-08-31 | 9,936 | $3.70 | 0 | No | 4 | S | Indirect | Descendant's Trust #2 |
| Common Stock | Acquisiton | 2012-08-31 | 9,936 | $0.28 | 9,936 | No | 4 | M | Indirect | Descendant's Trust #3 |
| Common Stock | Disposition | 2012-08-31 | 9,936 | $3.70 | 0 | No | 4 | S | Indirect | Descendant's Trust #3 |
| Common Stock | Acquisiton | 2012-08-31 | 26,653 | $0.28 | 26,653 | No | 4 | M | Indirect | Melo Renewal Trust |
| Common Stock | Disposition | 2012-08-31 | 26,653 | $3.70 | 0 | No | 4 | S | Indirect | Melo Renewal Trust |
| Common Stock | Acquisiton | 2012-08-31 | 40,000 | $0.28 | 40,000 | No | 4 | M | Indirect | John and Mary Melo Family Foundation |
| Common Stock | Disposition | 2012-08-31 | 40,000 | $3.70 | 0 | No | 4 | S | Indirect | John and Mary Melo Family Foundation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | Melo Family 2010 Distribution |
| No | 4 | S | Indirect | Melo Family 2010 Distribution |
| No | 4 | M | Indirect | Descendant's Trust #1 |
| No | 4 | S | Indirect | Descendant's Trust #1 |
| No | 4 | M | Indirect | Descendant's Trust #2 |
| No | 4 | S | Indirect | Descendant's Trust #2 |
| No | 4 | M | Indirect | Descendant's Trust #3 |
| No | 4 | S | Indirect | Descendant's Trust #3 |
| No | 4 | M | Indirect | Melo Renewal Trust |
| No | 4 | S | Indirect | Melo Renewal Trust |
| No | 4 | M | Indirect | John and Mary Melo Family Foundation |
| No | 4 | S | Indirect | John and Mary Melo Family Foundation |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 553,730 | $0.00 | 553,730 | $0.28 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 18,539 | $0.00 | 18,539 | $0.28 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 9,936 | $0.00 | 9,936 | $0.28 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 9,936 | $0.00 | 9,936 | $0.28 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 9,936 | $0.00 | 9,936 | $0.28 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 26,653 | $0.00 | 26,653 | $0.28 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 40,000 | $0.00 | 40,000 | $0.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-18 | No | 4 | M | Direct | |
| 0 | 2017-01-18 | No | 4 | M | Indirect | |
| 0 | 2017-01-18 | No | 4 | M | Indirect | |
| 0 | 2017-01-18 | No | 4 | M | Indirect | |
| 0 | 2017-01-18 | No | 4 | M | Indirect | |
| 0 | 2017-01-18 | No | 4 | M | Indirect | |
| 0 | 2017-01-18 | No | 4 | M | Indirect |
Footnotes
- Reflects private sale of Issuer Common Stock to certain existing investors.
- Immediately exercisable.
- The stock option vested as to 1/5th of the total number of shares subject to the option on October 23, 2007, and thereafter vested as to 1/60th of the total number of shares subject to the option in equal monthly installments.
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