Filing Details

Accession Number:
0001209191-12-043810
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-30 21:31:32
Reporting Period:
2012-08-29
Filing Date:
2012-08-30
Accepted Time:
2012-08-30 21:31:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430592 Financial Engines Inc. FNGN Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1486949 Olena E. Berg-Lacy 1050 Enterprise Way
3Rd Floor
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-29 833 $6.51 833 No 4 M Direct
Common Stock Disposition 2012-08-29 833 $21.10 0 No 4 S Direct
Common Stock Acquisiton 2012-08-29 4,167 $8.75 4,167 No 4 M Direct
Common Stock Disposition 2012-08-29 4,167 $21.10 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-08-29 833 $0.00 833 $6.51
Common Stock Stock Option (Right to Buy) Disposition 2012-08-29 4,167 $0.00 4,167 $8.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,167 2018-12-17 No 4 M Direct
5,833 2020-01-26 No 4 M Direct
Footnotes
  1. The option award vests as to 12,500 shares on 12/17/09, and the remaining shares vest monthly thereafter from 01/17/10 to 12/17/12.
  2. The option award vests as to 2,500 shares on 1/26/2011, and the remaining shares vest monthly thereafter from 2/26/11 to 1/26/2014.