Filing Details
- Accession Number:
- 0000897101-12-001496
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-30 10:09:36
- Reporting Period:
- 2012-08-28
- Filing Date:
- 2012-08-30
- Accepted Time:
- 2012-08-30 10:09:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 40704 | General Mills Inc | GIS | Grain Mill Products (2040) | 410274440 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1362587 | R Ian Friendly | Number One General Mills Boulevard Minneapolis MN 55426 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-28 | 32,000 | $21.93 | 320,183 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-28 | 32,000 | $39.60 | 288,183 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-08-28 | 15,000 | $23.06 | 303,183 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-28 | 15,000 | $39.60 | 288,183 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-08-28 | 15,000 | $23.06 | 303,183 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-28 | 10,934 | $39.60 | 292,249 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-08-28 | 32,000 | $0.00 | 32,000 | $21.93 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-08-28 | 15,000 | $0.00 | 15,000 | $23.06 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-08-28 | 15,000 | $0.00 | 15,000 | $23.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,000 | 2006-12-16 | 2013-01-16 | No | 4 | M | Direct |
| 45,000 | 2007-12-15 | 2014-01-15 | No | 4 | M | Direct |
| 30,000 | 2007-12-15 | 2014-01-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 752 | Indirect | by Child #1 |
| Common Stock | 752 | Indirect | by Child #2 |
| Common Stock | 752 | Indirect | by Child #3 |
| Common Stock | 13,296 | Indirect | by Trust |
| Common Stock | 8,288 | Indirect | by Trust 2 |
| Common Stock | 7,950 | Indirect | by Trust 3 |
Footnotes
- Shares were sold pursuant to a 10b5-1 trading plan dated April 4, 2012.
- Shares held in irrevocable trust for the benefit of reporting person's child(ren).
- Held in Trust by the Trustee of the General Mills Savings Plan.
- Held in Trust for which the reporting person's spouse is a trustee and the reporting person's spouse and children are beneficiaries.
- Grantor Retained Annuity Trust for which reporting person serves as trustee and exercises investment and voting control.
Billionaire Hedge Funds
