Filing Details

Accession Number:
0001214659-12-003861
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-28 21:37:03
Reporting Period:
2012-08-27
Filing Date:
2012-08-28
Accepted Time:
2012-08-28 21:37:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808326 Emcore Corp EMKR Semiconductors & Related Devices (3674) 222746503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1035939 Jr F Reuben Richards C/O Emcore Corp
10420 Research Road Se
Albuquerque NM 87123
Exec Chairman & Chair Of Board No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-08-27 7,358 $4.86 136,741 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 43,750 Indirect By Spouse
Common Stock 2,500 Indirect By Spouse In Pension Fund
Common Stock 2,500 Indirect By Trust For Benefit Of Daughter
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
  2. Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $4.79 to $4.90 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
  3. Includes 25,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in two equal annual installments beginning on January 28, 2013.