Filing Details

Accession Number:
0001209191-12-043157
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-24 18:55:17
Reporting Period:
2012-08-22
Filing Date:
2012-08-24
Accepted Time:
2012-08-24 18:55:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1310114 Servicesource International Inc. SREV Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1516262 D. Barry Reynolds C/O Housatonic Partners
44 Montgomery Street, Suite 4010
San Francisco CA 94104
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-08-22 210,671 $8.73 500,000 No 4 S Indirect By Housatonic Equity Investors SBIC, LP
Common Stock Disposition 2012-08-23 265,000 $8.56 235,000 No 4 S Indirect By Housatonic Equity Investors SBIC, LP
Common Stock Disposition 2012-08-24 235,000 $8.53 0 No 4 S Indirect By Housatonic Equity Investors SBIC, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Housatonic Equity Investors SBIC, LP
No 4 S Indirect By Housatonic Equity Investors SBIC, LP
No 4 S Indirect By Housatonic Equity Investors SBIC, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,874,303 Indirect By Housatonic Micro Fund SBIC, LP
Common Stock 1,432,059 Indirect By Housatonic Equity Investors IV, LP
Common Stock 66,018 Indirect By Housatonic Equity Affiliates IV, LP
Footnotes
  1. Housatonic Equity Investors SBIC, LP sold its remaining holdings in ServiceSource International in order to comply with the U.S. Small Business Administration's SBIC regulations requiring the mandatory redemption of 10 Year SBIC Participating Securities before the SBA's August 31, 2012 deadline.
  2. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.64 to $8.86 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.45 to $8.68 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.32 to $8.69 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. The securities are owned by Housatonic Equity Investors SBIC, L.P. ("HEI SBIC"). The Reporting Person is a Manager of Housatonic Equity Partners SBIC, L.L.C. which serves as the general partner of HEI SBIC. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HEI SBIC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
  6. The securities are owned by Housatonic Micro Fund SBIC, L.P. ("HMF SBIC"). The Reporting Person is a Manager of Housatonic Micro Partners SBIC, L.L.C. which serves as the general partner of HMF SBIC. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HMF SBIC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
  7. The securities are owned by Housatonic Equity Investors IV, L.P. ("HEI IV"). The Reporting Persons is a Manager of Housatonic Equity Partners IV, L.L.C. ("HEP IV") which serves as the general partner of HEI IV. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HEI IV. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
  8. The securities are owned by Housatonic Equity Affiliates IV, L.P. ("HEA IV"). The Reporting Persons is a Manager of HEP IV which serves as the general partner of HEA IV. As such, the Reporting Person may be deemed to have indirect beneficial ownership of the shares held by HEA IV. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.