Filing Details

Accession Number:
0001001250-12-000084
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-24 16:05:01
Reporting Period:
2012-08-22
Filing Date:
2012-08-24
Accepted Time:
2012-08-24 16:05:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942617 S Ronald Lauder C/O The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Chairman, Clinique Labs, Llc No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-08-22 2,000,000 $0.00 2,047,356 No 4 C Direct
Class A Common Stock Disposition 2012-08-22 322,458 $59.87 1,724,898 No 4 S Direct
Class A Common Stock Disposition 2012-08-23 230,000 $59.68 1,494,898 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2012-08-22 2,000,000 $0.00 2,000,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,328,976 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 6,364 Indirect By Decendants of RSL 1966 Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 6,364 6,364 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
6,364 6,364 Indirect
Footnotes
  1. On August 22, 2012, Ronald S. Lauder ("RSL") converted 2,000,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock.
  2. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
  3. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. RSL undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range.
  4. Sales prices in the range from $59.56 to $60.16 per share, inclusive.
  5. Sales prices in the range from $59.47 to $60.09 per share, inclusive.
  6. RSL disclaims beneficial ownership of these shares to the extent he does not have a pecuniary interest in such securities.