Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2012-08-23 18:38:28
Reporting Period:
Filing Date:
Accepted Time:
2012-08-23 18:38:28
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
876883 Mdc Partners Inc MDCA Services-Advertising Agencies (7311) 980364441
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1324169 Michael Sabatino C/o Mdc Partners Inc.
745 Fifth Avenue
New York NY 10151
Svp & Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Stock (Class A Shares) Acquisiton 2012-08-23 750 $9.26 132,286 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Shares 131,536 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Shares Stock Appreciation Rights $3.72 2010-02-12 2014-02-12 128,205 128,205 Direct
Restricted Stock Extraordinary Equity Value Appre. Restricted Stock Awards $0.00 2013-12-31 45,000 45,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-02-12 128,205 128,205 Direct
2013-12-31 45,000 45,000 Direct
  1. Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.
  2. Represents open market purchases.
  3. Stock Appreciation Rights ("SARs") granted February 12, 2009, all of which are vested as of January 20, 2012, and all expire on February 12, 2014. These SARs may be settled in cash or stock, at the discretion of the Issuer.
  4. These Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") granted under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represent the right to receive shares of Restricted Stock on a one-to-one basis upon the Issuer's achievement of stock price targets equal to $20.00 (15,000 EVARs), $22.75 (15,000 EVARs) and $26.25 (15,000 EVARs), as described in greater detail in the EVAR Letter Agreement.