Filing Details
- Accession Number:
- 0001137411-12-000098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-23 17:38:25
- Reporting Period:
- 2012-08-22
- Filing Date:
- 2012-08-23
- Accepted Time:
- 2012-08-23 17:38:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191566 | M Clayton Jones | 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Chairman, President And Ceo | Yes | Yes | No | No |
Transaction Summary
Sold: | 14,909 shares | Avg. Price: $49.83 | Total Value: $742,843.76 |
Number of Shares After Transactions: | 153,956 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-22 | 33,332 | $20.97 | 168,865 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-22 | 100 | $49.70 | 168,765 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 530 | $49.71 | 168,235 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 161 | $49.72 | 168,074 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 800 | $49.73 | 167,274 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 564 | $49.74 | 166,710 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 1,300 | $49.75 | 165,410 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 1,400 | $49.76 | 164,010 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 200 | $49.77 | 163,810 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 300 | $49.78 | 163,510 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 500 | $49.79 | 163,010 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 300 | $49.80 | 162,710 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 900 | $49.81 | 161,810 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 900 | $49.82 | 160,910 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 500 | $49.83 | 160,410 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 600 | $49.84 | 159,810 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 500 | $49.85 | 159,310 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 100 | $49.86 | 159,210 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 400 | $49.87 | 158,810 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 766 | $49.88 | 158,044 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 700 | $49.89 | 157,344 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 743 | $49.90 | 156,601 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 300 | $49.91 | 156,301 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 545 | $49.92 | 155,756 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 700 | $49.93 | 155,056 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 500 | $49.94 | 154,556 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 500 | $49.95 | 154,056 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-22 | 100 | $49.96 | 153,956 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-08-22 | 33,332 | $0.00 | 33,332 | $20.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-09-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,950 | Indirect | By GRATs |
Common Stock | 14,508 | Indirect | By Savings Plan |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2012.
- Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of August 1, 2012.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options became exercisable in three substantially equal installments on September 11, 2003, 2004 and 2005.