Filing Details

Accession Number:
0001137411-12-000098
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-23 17:38:25
Reporting Period:
2012-08-22
Filing Date:
2012-08-23
Accepted Time:
2012-08-23 17:38:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191566 M Clayton Jones
400 Collins Road Ne
Cedar Rapids IA 52498-0001
Chairman, President And Ceo Yes Yes No No
Transaction Summary
Sold: 14,909 shares Avg. Price: $49.83 Total Value: $742,843.76
Number of Shares After Transactions: 153,956 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-22 33,332 $20.97 168,865 No 4 M Direct
Common Stock Disposition 2012-08-22 100 $49.70 168,765 No 4 S Direct
Common Stock Disposition 2012-08-22 530 $49.71 168,235 No 4 S Direct
Common Stock Disposition 2012-08-22 161 $49.72 168,074 No 4 S Direct
Common Stock Disposition 2012-08-22 800 $49.73 167,274 No 4 S Direct
Common Stock Disposition 2012-08-22 564 $49.74 166,710 No 4 S Direct
Common Stock Disposition 2012-08-22 1,300 $49.75 165,410 No 4 S Direct
Common Stock Disposition 2012-08-22 1,400 $49.76 164,010 No 4 S Direct
Common Stock Disposition 2012-08-22 200 $49.77 163,810 No 4 S Direct
Common Stock Disposition 2012-08-22 300 $49.78 163,510 No 4 S Direct
Common Stock Disposition 2012-08-22 500 $49.79 163,010 No 4 S Direct
Common Stock Disposition 2012-08-22 300 $49.80 162,710 No 4 S Direct
Common Stock Disposition 2012-08-22 900 $49.81 161,810 No 4 S Direct
Common Stock Disposition 2012-08-22 900 $49.82 160,910 No 4 S Direct
Common Stock Disposition 2012-08-22 500 $49.83 160,410 No 4 S Direct
Common Stock Disposition 2012-08-22 600 $49.84 159,810 No 4 S Direct
Common Stock Disposition 2012-08-22 500 $49.85 159,310 No 4 S Direct
Common Stock Disposition 2012-08-22 100 $49.86 159,210 No 4 S Direct
Common Stock Disposition 2012-08-22 400 $49.87 158,810 No 4 S Direct
Common Stock Disposition 2012-08-22 766 $49.88 158,044 No 4 S Direct
Common Stock Disposition 2012-08-22 700 $49.89 157,344 No 4 S Direct
Common Stock Disposition 2012-08-22 743 $49.90 156,601 No 4 S Direct
Common Stock Disposition 2012-08-22 300 $49.91 156,301 No 4 S Direct
Common Stock Disposition 2012-08-22 545 $49.92 155,756 No 4 S Direct
Common Stock Disposition 2012-08-22 700 $49.93 155,056 No 4 S Direct
Common Stock Disposition 2012-08-22 500 $49.94 154,556 No 4 S Direct
Common Stock Disposition 2012-08-22 500 $49.95 154,056 No 4 S Direct
Common Stock Disposition 2012-08-22 100 $49.96 153,956 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-08-22 33,332 $0.00 33,332 $20.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-09-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 21,950 Indirect By GRATs
Common Stock 14,508 Indirect By Savings Plan
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2012.
  2. Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
  3. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of August 1, 2012.
  4. Employee stock options granted pursuant to the Company's stock based plans.
  5. The options became exercisable in three substantially equal installments on September 11, 2003, 2004 and 2005.