Filing Details

Accession Number:
0001179110-12-013275
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-08-23 17:15:39
Reporting Period:
2012-08-16
Filing Date:
2012-08-23
Accepted Time:
2012-08-23 17:15:39
Original Submission Date:
2012-08-20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1506492 Sunshine Heart Inc. SSH Electromedical & Electrotherapeutic Apparatus (3845) 680533453
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540205 Donal O'dwyer 12988 Valley View Road
Eden Prairie MN 55344
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-16 2,300 $8.05 41,091 No 4 P Indirect Pension Fund
Common Stock Acquisiton 2012-08-17 11,375 $7.56 52,466 No 4 P Indirect Pension Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Pension Fund
No 4 P Indirect Pension Fund
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 686 Direct
Common Stock 10,370 Indirect Family Trust
Footnotes
  1. Reflects the weighted average price of 2,300 shares of Common Stock of the Issuer acquired by the reporting person in multiple transactions on August 16, 2012 with prices ranging from $7.7674 to $8.1873 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. This filing amends the footnote incorrectly stating the transaction was a sale by the reporting person.
  2. The reporting person and his spouse jointly have the power to make investment and voting decisions.
  3. Reflects the weighted average price of 11,375 shares of Common Stock of the Issuer acquired by the reporting person in multiple transactions on August 17, 2012 with sales prices ranging from $7.3084 to $7.9349 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. This filing amends the footnote incorrectly stating the transaction was a sale by the reporting person.
  4. Dundrum Investments P/I is the trustee and the reporting person's spouse has the authority to change the trustee.