Filing Details

Accession Number:
0001181431-12-047125
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-23 11:31:07
Reporting Period:
2012-08-21
Filing Date:
2012-08-23
Accepted Time:
2012-08-23 11:31:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056903 American States Water Co AWR Water Supply (4941) 954676679
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223915 Gladys Farrow 3825 Canfield Road
Pasadena CA 91107
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2012-06-01 34 $36.61 4,433 No 4 A Direct
Common Shares Acquisiton 2012-08-21 502 $38.62 4,935 No 4 M Direct
Common Shares Disposition 2012-08-21 502 $44.24 4,433 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (Right to Buy) Disposition 2012-08-21 502 $0.00 502 $38.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-01-01 2017-01-01 No 4 M Direct
Footnotes
  1. DER units credited on 6/1/2012 as dividend at FMV