Filing Details

Accession Number:
0001181431-12-046973
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-22 16:21:33
Reporting Period:
2012-08-20
Filing Date:
2012-08-22
Accepted Time:
2012-08-22 16:21:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407038 Bg Medicine Inc. BGMD Services-Medical Laboratories (8071) 043506204
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222012 Noubar Afeyan C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
Yes No Yes No
1255927 Jr M Edwin Kania C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1399781 Newcogen Elan Llc C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1400240 Flagship Ventures Management, Inc. C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1400241 Newcogen Group, Inc. C/O Flagship Ventures
One Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-20 2,353 $0.03 278,953 No 4 X Indirect By NewcoGen-Elan LLC
Common Stock Disposition 2012-08-20 13 $5.83 278,940 No 4 S Indirect By NewcoGen-Elan LLC
Common Stock Acquisiton 2012-08-20 6,422 $0.02 285,362 No 4 X Indirect By NewcoGen-Elan LLC
Common Stock Disposition 2012-08-20 23 $5.83 285,339 No 4 S Indirect By NewcoGen-Elan LLC
Common Stock Acquisiton 2012-08-20 6,422 $0.02 291,761 No 4 X Indirect By NewcoGen-Elan LLC
Common Stock Disposition 2012-08-20 23 $5.83 291,738 No 4 S Indirect By NewcoGen-Elan LLC
Common Stock Acquisiton 2012-08-20 6,422 $0.02 298,160 No 4 X Indirect By NewcoGen-Elan LLC
Common Stock Disposition 2012-08-20 23 $5.83 298,137 No 4 S Indirect By NewcoGen-Elan LLC
Common Stock Disposition 2012-08-21 298,137 $0.00 0 No 4 J Indirect By NewcoGen-Elan LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect By NewcoGen-Elan LLC
No 4 S Indirect By NewcoGen-Elan LLC
No 4 X Indirect By NewcoGen-Elan LLC
No 4 S Indirect By NewcoGen-Elan LLC
No 4 X Indirect By NewcoGen-Elan LLC
No 4 S Indirect By NewcoGen-Elan LLC
No 4 X Indirect By NewcoGen-Elan LLC
No 4 S Indirect By NewcoGen-Elan LLC
No 4 J Indirect By NewcoGen-Elan LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2012-08-20 2,353 $0.00 2,353 $0.03
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2012-08-20 6,422 $0.00 6,422 $0.02
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2012-08-20 6,422 $0.00 6,422 $0.02
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2012-08-20 6,422 $0.00 6,422 $0.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-07-10 No 4 X Indirect
0 2020-03-30 No 4 X Indirect
0 2020-09-27 No 4 X Indirect
0 2020-11-04 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 526,560 Indirect By NewcoGen Equity Investors LLC
Common Stock 92,294 Indirect By NewcoGen-Long Reign Holding LLC
Common Stock 92,126 Indirect By ST NewcoGen LLC
Common Stock 140,013 Indirect By AGTC Advisors Fund, L.P.
Common Stock 2,351,447 Indirect By Applied Genomic Technology Capital Fund, L.P.
Common Stock 2,184,800 Indirect By NewcoGen Group LLC
Common Stock 4,232 Indirect By OneLiberty Advisors Fund 2000 L.P.
Common Stock 80,424 Indirect By OneLiberty Ventures 2000 L.P.
Common Stock 714,286 Indirect By Flagship Ventures Fund 2007, L.P.
Footnotes
  1. NewcoGen Group, Inc. ("NG") is the manager of each of NewcoGen Group LLC ("NGG"), NewcoGen Equity Investors LLC ("NEI"), NewcoGen-Elan LLC ("NGE"), NewcoGen-Long Reign Holding LLC ("NGLRH") and ST NewcoGen LLC ("STN", and together with NGG, NEI, NGE and NGLRH, the "NewcoGen Funds"). NG is also the general partner of AGTC Partners, L.P., which is the general partner of AGTC Advisors Fund, L.P. ("AGTCA") and Applied Genomic Technology Capital Fund L.P. ("AGTCF", and together with AGTCA, the "AGTC Funds"). NG is a wholly-owned subsidiary of Flagship Ventures Management, Inc. ("Flagship"). Noubar Afeyan and Edwin M. Kania, Jr. are directors of Flagship and may be deemed to beneficially own the securities held by the NewcoGen Funds and the AGTC Funds. Each of Messrs. Afeyan and Kania disclaim beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  2. On August 20, 2012, NGE exercised a warrant to purchase 2,353 shares of Common Stock for $0.03 per share. NGE exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 13 of the warrant shares to pay the exercise price and issuing to NGE the remaining 2,340 shares.
  3. The price reflects the average of the closing prices of the Common Stock over the five day period prior to the exercise date.
  4. On August 20, 2012, NGE exercised a warrant to purchase 6,422 shares of Common Stock for $0.02 per share. NGE exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 23 of the warrant shares to pay the exercise price and issuing to NGE the remaining 6,399 shares.
  5. On August 20, 2012, NGE exercised a warrant to purchase 6,422 shares of Common Stock for $0.02 per share. NGE exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 23 of the warrant shares to pay the exercise price and issuing to NGE the remaining 6,399 shares.
  6. On August 20, 2012, NGE exercised a warrant to purchase 6,422 shares of Common Stock for $0.02 per share. NGE exercised the warrant on a cashless basis, resulting in the Issuer's withholding of 23 of the warrant shares to pay the exercise price and issuing to NGE the remaining 6,399 shares.
  7. In addition to the cashless exercises of the warrants reported above, this Form 4 is being filed to report an in-kind distribution for no consideration by NGE to its sole member. The beneficial ownership of the entities named in this Form 4, other than the Reporting Persons filing this Form 4, did not change as a result of this transaction.
  8. Noubar Afeyan and Edwin M. Kania, Jr. are managing members of OneLiberty Partners 2000, LLC, which is the general partner of OneLiberty Advisors Fund 2000 L.P. ("OLA") and OneLiberty Ventures 2000 L.P. ("OLV"), and may be deemed to beneficially own the securities held by OLA and OLV. Each of Messrs. Afeyan and Kania disclaim beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  9. Noubar Afeyan and Edwin M. Kania, Jr. are managers of Flagship Ventures 2007 General Partner, LLC, which is the general partner of Flagship Ventures Fund 2007, L.P., and may be deemed to beneficially own the securities held by Flagship Ventures Fund 2007, L.P. Each of Messrs. Afeyan and Kania disclaim beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  10. This warrant is immediately exercisable.