Filing Details

Accession Number:
0000874214-12-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-22 14:42:22
Reporting Period:
2012-08-20
Filing Date:
2012-08-22
Accepted Time:
2012-08-22 14:42:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874214 Ann Inc. ANN Retail-Women's Clothing Stores (5621) 133499319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187144 Gary Muto C/O Ann Inc.
7 Times Square
New York NY 10036
Brand President, Loft No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-20 66,667 $2.82 233,418 No 4 M Direct
Common Stock Disposition 2012-08-20 66,667 $34.27 166,751 No 4 S Direct
Common Stock Acquisiton 2012-08-20 16,667 $7.32 183,418 No 4 M Direct
Common Stock Disposition 2012-08-20 16,667 $34.29 166,751 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-08-20 66,667 $0.00 66,667 $2.82
Common Stock Employee Stock Option (right to buy) Disposition 2012-08-20 16,667 $0.00 16,667 $7.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-03-10 No 4 M Direct
0 2019-06-01 No 4 M Direct
Footnotes
  1. Includes holdings of approximately 7,929 shares in the Company's Associate Discount Stock Purchase Plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $33.91 to $34.77, inclusive. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide to ANN INC., any security holder of ANN INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.20 to $34.41, inclusive.
  4. 1/3 of the option vested on each of March 10, 2010, 2011 and 2012.
  5. 1/3 of the option vested on each of June 1, 2010, 2011 and 2012.