Filing Details

Accession Number:
0001140361-12-038075
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-21 19:19:01
Reporting Period:
2012-08-20
Filing Date:
2012-08-21
Accepted Time:
2012-08-21 19:19:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1486800 Higher One Holdings Inc. ONE Services-Business Services, Nec (7389) 263025501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494213 Dean Hatton C/O Higher One Holdings, Inc.
115 Munson Street
New Haven CT 06511
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-20 11,500 $4.59 76,971 No 4 M Direct
Common Stock Disposition 2012-08-20 11,500 $11.35 65,471 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-08-20 11,500 $0.00 11,500 $4.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,438 2013-09-25 2012-09-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 198,920 Indirect by the Dean W. Hatton GRAT
Common Stock 125,000 Indirect by the Dean W. Hatton GRAT of 2011
Footnotes
  1. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $11.18 and $11.67. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
  2. This option vests at a rate of 25% on 9/25/2009, and in 36 equal monthly installments over the following three years. Mr. Hatton will have until September 29, 2012 to exercise this option as a result of his retirement.