Filing Details
- Accession Number:
- 0001144204-12-047168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-20 16:53:16
- Reporting Period:
- 2012-08-16
- Filing Date:
- 2012-08-20
- Accepted Time:
- 2012-08-20 16:53:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 876883 | Mdc Partners Inc | MDCA | Services-Advertising Agencies (7311) | 980364441 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1355445 | Gavin Swartzman | C/O Mdc Partners Inc. 45 Hazelton Avenue Toronto A6 M5R 2E3 | Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Shares | Disposition | 2012-08-17 | 9,255 | $9.51 | 102,690 | No | 4 | S | Direct | |
| Class A Shares | Disposition | 2012-08-16 | 1,855 | $9.52 | 100,835 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Shares | Stock Appreciation Rights | $3.72 | 2010-02-12 | 2014-02-12 | 182,069 | 182,069 | Direct |
| Restricted Stock Units | Extraordinary Equity Value Appre. Restricted Stock Awards | $0.00 | 2013-12-31 | 45,000 | 45,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-02-12 | 182,069 | 182,069 | Direct |
| 2013-12-31 | 45,000 | 45,000 | Direct |
Footnotes
- Includes unvested Restricted Stock Units (Class A Shares) of the Issuer.
- A total of 20,392 Restricted Stock Units (Class A Shares) granted in 2010 and 2011 vested on January 20, 2012. The Reporting Person elected to have a total of 9,785 Class A Shares withheld by the Issuer to satisfy tax withholding requirements.
- Stock Appreciation Rights ("SARs") granted February 12, 2009, all of which are vested as of January 20, 2012, and all expire on February 12, 2014. These SARs may be settled in cash or stock, at the discretion of the Issuer.
- Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represent the right to receive Restricted Stock Units on a one-to-one basis upon the Issuer's achievement of stock price targets equal to $20.00 (15,000 EVARs), $22.75 (15,000 EVARs) and $26.25 (15,000 EVARs), as described in greater detail in the EVAR Letter Agreement.
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