Filing Details
- Accession Number:
- 0001181431-12-046548
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-20 12:54:45
- Reporting Period:
- 2012-08-16
- Filing Date:
- 2012-08-20
- Accepted Time:
- 2012-08-20 12:54:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469609 | D Ronald Martin | C/O Infinera Corporation 140 Caspian Court Sunnyvale CA 94089 | Senior Vp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-08-16 | 4,596 | $5.82 | 14,971 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 6,250 | 6,250 | Direct | ||
| Common Stock | Employee Stock Option (Right to Buy) | $6.97 | 2019-08-03 | 580 | 580 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $6.97 | 2019-08-03 | 36,920 | 36,920 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 16,666 | 16,666 | Direct | ||
| Common Stock | Employee Stock Option (Right to Buy) | $8.19 | 2016-11-23 | 3,144 | 3,144 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $8.19 | 2016-11-23 | 11,441 | 11,441 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $8.58 | 2021-02-10 | 7,607 | 7,607 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $8.58 | 2021-02-10 | 41,393 | 41,393 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $8.58 | 2021-02-10 | 12,250 | 12,250 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 56,000 | 56,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 6,250 | 6,250 | Direct | |
| 2019-08-03 | 580 | 580 | Direct |
| 2019-08-03 | 36,920 | 36,920 | Direct |
| 16,666 | 16,666 | Direct | |
| 2016-11-23 | 3,144 | 3,144 | Direct |
| 2016-11-23 | 11,441 | 11,441 | Direct |
| 2021-02-10 | 7,607 | 7,607 | Direct |
| 2021-02-10 | 41,393 | 41,393 | Direct |
| 2021-02-10 | 12,250 | 12,250 | Direct |
| 56,000 | 56,000 | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
- The RSUs vest in three annual installments beginning on August 5, 2011.
- The option is fully vested.
- The RSUs vest in three annual installments beginning on February 5, 2012.
- The option vests and becomes exercisable in thirty-six monthly installments beginning on November 23, 2009.
- The option vests and becomes exercisable in thirty-six monthly installments beginning on February 10, 2011.
- The RSUs vest in three annual installments beginning on February 5, 2013.
- This price represents the weighted average sale price of the shares sold ranging from $5.82 to $5.825 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
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