Filing Details
- Accession Number:
- 0001455754-12-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-20 12:40:14
- Reporting Period:
- 2012-08-16
- Filing Date:
- 2012-08-20
- Accepted Time:
- 2012-08-20 12:40:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 790359 | Nbt Bancorp Inc | NBTB | National Commercial Banks (6021) | 161268674 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204720 | G Joseph Nasser | 52 South Broad Street Norwich NY 13815 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Disposition | 2012-08-16 | 2,000 | $21.05 | 26,103 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | 26,511 | Indirect | Custodian for Minor |
| Nbt Bancorp Inc. Common Stock | 432 | Indirect | by Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $20.75 | 2006-05-01 | 2015-05-01 | 248 | 248 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $21.74 | 2007-05-01 | 2016-05-01 | 520 | 520 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $22.48 | 2008-05-01 | 2017-05-01 | 300 | 300 | Direct |
| Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $22.55 | 2009-05-01 | 2018-05-01 | 620 | 620 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-05-01 | 248 | 248 | Direct |
| 2016-05-01 | 520 | 520 | Direct |
| 2017-05-01 | 300 | 300 | Direct |
| 2018-05-01 | 620 | 620 | Direct |
Footnotes
- The sales price is an average of 300 shares sold at $21.02, 200 shares sold at $21.02, 100 shares sold at $21.03, 400 shares sold at $21.06, 200 shares sold at $21.05, 300 shares sold at $21.05, 400 shares sold at $21.09, and 100 shares sold at $21.09.
- Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.
Billionaire Hedge Funds
