Filing Details

Accession Number:
0000939057-12-000244
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-20 12:37:14
Reporting Period:
2012-08-17
Filing Date:
2012-08-20
Accepted Time:
2012-08-20 12:37:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1010470 Provident Financial Holdings Inc PROV Savings Institution, Federally Chartered (6035) 330704889
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1371914 R Kathryn Gonzales 3756 Central Ave.
Riverside CA 92506
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2012-08-17 9,000 $7.03 23,386 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2012-08-17 9,000 $13.01 14,386 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Disposition 2012-08-17 9,000 $0.00 9,000 $7.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
78,000 2011-08-07 2018-08-07 No 4 M Direct
Footnotes
  1. The ownership of 14,386 shares includes the 10,000 share restricted stock award granted on June 20, 2011 from the 2010 Equity Incentive Plan with 5,000 shares vesting on June 20, 2013 and 5,000 shares vesting on June 20, 2015; and, indirect ownership of 4,386 shares in Ms. Gonzales' Employee Stock Ownership Plan account.