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Filing Details

Accession Number:
0001144204-12-046793
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-17 16:25:37
Reporting Period:
2012-08-15
Filing Date:
2012-08-17
Accepted Time:
2012-08-17 16:25:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1476765 Golub Capital Bdc Inc. GBDC () 272326940
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298389 David Golub 1125 Park Ave. 7A
New York NY 10128
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2012-08-15 300,626 $15.28 2,291,784 No 4 S Indirect By Golub Capital Company V LLC
Common Stock, Par Value $0.001 Per Share Disposition 2012-08-15 161,374 $15.28 1,135,853 No 4 S Indirect By Golub Capital Company VI LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Golub Capital Company V LLC
No 4 S Indirect By Golub Capital Company VI LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 79,808 Direct
Common Stock, Par Value $0.001 Per Share 1,981,791 Indirect By Golub Capital Company IV, LLC
Common Stock, Par Value $0.001 Per Share 13,930 Indirect By GC Advisors LLC
Common Stock, Par Value $0.001 Per Share 1,794 Indirect By GC Investment Management LLC
Common Stock, Par Value $0.001 Per Share 1,752,048 Indirect By GEMS Fund, L.P.
Footnotes
  1. Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company V LLC. Due to his control of and ownership interest in Golub Capital Company V LLC, which directly owns 2,291,784 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company V LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
  2. On August 15, 2012, Golub Capital Company V LLC and Golub Capital Company VI LLC sold in a block trade to funds managed by an institutional investor 300,626 and 161,374 shares of Common Stock, respectively, at a price of $15.28 per share. Golub Capital Company V LLC and Golub Capital Company VI LLC each sold a portion of their shares in order to diversify their investments and will reinvest the proceeds in middle market debt and equity investments. After the sale, Golub Capital Company V LLC and Golub Capital Company VI LLC still directly hold 2,291,784 and 1,135,853 shares of Common Stock, respectively.
  3. Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company VI LLC. Due to his control of and ownership interest in Golub Capital Company VI LLC, which directly owns 1,135,853 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company VI LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
  4. Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company IV, LLC. Due to his control of and ownership interest in Golub Capital Company IV, LLC, which directly owns 1,981,791 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company IV, LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
  5. Due to his control of and ownership interest in GC Advisors LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GC Advisors LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GC Advisors LLC except to the extent of his pecuniary interest therein.
  6. Due to his control of and ownership interest in GC Investment Management LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GC Investment Management LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GC Investment Management LLC except to the extent of his pecuniary interest therein.
  7. ) Mr. Golub is a control person of GC Advisors LLC, the investment advisor of GEMS Fund, L.P. Due to his control of and ownership interest in GEMS Fund, L.P., which directly owns 1,752,048 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of GEMS Fund, L.P. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.