Filing Details

Accession Number:
0001209191-12-042467
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-17 16:21:23
Reporting Period:
2012-08-15
Filing Date:
2012-08-17
Accepted Time:
2012-08-17 16:21:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497552 James Johnson 35 E. Wacker Drive
Suite 2400
Chicago IL 60601
Director Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-08-15 180 $12.00 688,434 No 4 S Indirect By Apex Investment Fund IV L.P
Common Stock Disposition 2012-08-15 115 $12.00 438,594 No 4 S Indirect By Apex Investment Fund V
Common Stock Disposition 2012-08-15 5 $12.00 20,379 No 4 S Indirect By Apex Strategic Partners IV L.P.
Common Stock Disposition 2012-08-16 4,080 $12.02 684,354 No 4 S Indirect By Apex Investment Fund IV L.P
Common Stock Disposition 2012-08-16 2,599 $12.02 435,995 No 4 S Indirect By Apex Investment Fund V
Common Stock Disposition 2012-08-16 121 $12.02 20,258 No 4 S Indirect By Apex Strategic Partners IV L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Apex Investment Fund IV L.P
No 4 S Indirect By Apex Investment Fund V
No 4 S Indirect By Apex Strategic Partners IV L.P.
No 4 S Indirect By Apex Investment Fund IV L.P
No 4 S Indirect By Apex Investment Fund V
No 4 S Indirect By Apex Strategic Partners IV L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,774 Direct
Footnotes
  1. Sale pursuant to a 10b5-1 Plan.
  2. Average share sales price.
  3. Mr. Johnson is a Managing Member of Apex Management IV, LLC, which is the sole general partner of Apex Investment Fund IV, L.P. and the Manager of Apex Strategic Partners IV, LLC. Mr. Johnson is also a Member of Apex Management V, LLC, the sole general partner of Apex Investment Fund V, L.P. Mr. Johnson shares voting and dispositive power over the securities held by these funds. Mr. Johnson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.