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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397911	Lpl Financial Holdings Inc.	LPLA	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	203717839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1405275	S Mark Casady	C/O Lpl Financial Holdings Inc. 75 State Street Boston MA 02109	Chairman & Chief Exec. Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2012-03-02	30,000	$0.00	1,190,133	No	5	G	Direct
Common Stock	Disposition	2012-03-02	7,800	$0.00	1,182,333	No	5	G	Direct
Common Stock	Disposition	2012-08-16	142,662	$28.63	1,039,671	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	G	Direct
No	5	G	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	49,071	Indirect	Held through GRAT

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.48 to $29.02, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
The Reporting Person previously reported an indirect interest in an aggregate of 92,000 shares held by two trusts. The Reporting Person disclaims beneficial ownership of such shares and no longer reports an interest in such shares.
The Reporting Person holds these shares through the Mark S. Casady 2010 Grantor Retained Annuity Trust and disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.