Filing Details
- Accession Number:
- 0001209191-12-042059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-16 08:35:00
- Reporting Period:
- 2012-08-14
- Filing Date:
- 2012-08-16
- Accepted Time:
- 2012-08-16 08:35:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1385544 | Horsehead Holding Corp | ZINC | Primary Smelting & Refining Of Nonferrous Metals (3330) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392581 | M James Hensler | 4955 Steubenville Pike Suite 405 Pittsburgh PA 15205 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-14 | 88,376 | $1.01 | 358,536 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-14 | 41,550 | $8.91 | 316,986 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-08-14 | 88,376 | $0.00 | 88,376 | $1.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-09-15 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.87 to $9.03, inclusive.
- The reporting person's sale of ZINC common stock reported herein was in an amount necessary to pay taxes and the exercise price for stock options granted on September 15, 2004 that otherwise would expire on September 15, 2014.This sale was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's purchase of 10,000 shares of ZINC common stock on May 18, 2012. The reporting person has agreed to pay to ZINC any profits realized from such short-swing transactions. However, taking into account transaction costs, no profit was realized by the reporting person in connection with the short-swing transaction.
- Currently exercisable.
Billionaire Hedge Funds
