Filing Details

Accession Number:
0001179110-12-012946
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-15 18:48:11
Reporting Period:
2012-08-13
Filing Date:
2012-08-15
Accepted Time:
2012-08-15 18:48:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158223 Affymax Inc AFFY Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344153 H Jeffrey Knapp C/O Affymax, Inc.
4001 Miranda Ave.
Palo Alto CA 94304
Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-08-13 4,659 $15.95 17,769 No 4 S Direct
Common Stock Acquisiton 2012-08-15 3,000 $6.23 20,769 No 4 M Direct
Common Stock Acquisiton 2012-08-15 1,584 $10.99 22,353 No 4 M Direct
Common Stock Disposition 2012-08-15 4,584 $16.48 17,769 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-08-15 3,000 $0.00 3,000 $6.23
Common Stock Stock Option (Right to Buy) Disposition 2012-08-15 1,584 $0.00 1,584 $10.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,750 2020-07-21 No 4 M Direct
10,747 2019-01-14 No 4 M Direct
Footnotes
  1. In connection with the grant of 7,500 shares of restricted stock units ("RSUs") on July 11, 2011 and the grant of 8,125 shares of RSUs on July 22, 2010, 2,500 shares vested on July 11, 2012 and 4,062 shares vested on July 22, 2012, respectively. The 4,659 shares of RSUs sold as reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "Plan"), of which certain shares were sold under the Plan in consideration of the tax withholding obligations that arose as a consequence of the vesting and delivery of the RSUs.
  2. The shares were sold at prices ranging from $15.90 to $16.02. The reporting person will provide to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan.
  4. The shares were sold at prices ranging from $16.37 to $16.66. The reporting person will provide to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. The option vests on a monthly basis in equal installments during the 48 month period beginning on July 22, 2010.
  6. The option vests on a monthly basis in equal installments during the 48 month period beginning on January 1, 2009.