Filing Details

Accession Number:
0001209191-12-041708
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-14 19:08:03
Reporting Period:
2012-08-10
Filing Date:
2012-08-14
Accepted Time:
2012-08-14 19:08:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383729 Fusion-Io Inc. FIO Computer Storage Devices (3572) 204232255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521969 A. David Flynn C/O Fusion-Io, Inc.
2855 E. Cottonwood Pkwy, Suite 100
Salt Lake City UT 84121
Chairman, Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-10 60,000 $0.65 467,647 No 4 M Direct
Common Stock Disposition 2012-08-10 26,477 $26.80 441,170 No 4 S Direct
Common Stock Disposition 2012-08-10 33,523 $27.13 407,647 No 4 S Direct
Common Stock Disposition 2012-08-10 34,500 $26.85 3,985,647 No 4 S Indirect by Sandusky Investments, LLC
Common Stock Disposition 2012-08-10 25,500 $27.16 3,960,147 No 4 S Indirect by Sandusky Investments, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect by Sandusky Investments, LLC
No 4 S Indirect by Sandusky Investments, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock employee stock option (right to buy) Disposition 2012-08-10 60,000 $0.00 60,000 $0.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
826,726 2019-06-01 No 4 M Direct
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $26.00 per share to $26.99 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $27.00 per share to $27.41 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  4. Pursuant to a Rule 10b5-1 trading plan established by Sandusky Investments, LLC.
  5. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $26.05 per share to $27.04 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  6. Sandusky Investments, LLC. is controlled by Mr. Flynn and co-owned by Mr. Flynn. Mr. Flynn disclaims beneficial ownership of the shares held by Sandusky Investments, LLC. except to the extent of his pecuniary interest therein. Note that the name of the entity has been corrected herein from Sandusky Investments, Ltd. to Sandusky Investments, LLC.
  7. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $27.05 per share to $27.43 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  8. 35,970 shares subject to the option become exercisable on the 3rd day of each month until April 3, 2013.