Filing Details

Accession Number:
0001181431-12-045455
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-14 16:34:24
Reporting Period:
2012-08-10
Filing Date:
2012-08-14
Accepted Time:
2012-08-14 16:34:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056903 American States Water Co AWR Water Supply (4941) 954676679
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184071 Iii Mcclellan Harris 3419 Via Lido Drive Pmb#334
Newport Beach CA 92663
Sr. Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2012-06-01 40 $36.61 10,861 No 4 A Direct
Common Shares Acquisiton 2012-08-10 5,378 $38.62 16,239 No 4 M Direct
Common Shares Acquisiton 2012-08-10 2,584 $34.57 18,823 No 4 M Direct
Common Shares Acquisiton 2012-08-10 1,125 $33.36 19,948 No 4 M Direct
Common Shares Disposition 2012-08-10 9,087 $43.54 10,861 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Options (Right to Buy) Disposition 2012-08-10 5,378 $0.00 5,378 $38.62
Common Shares Employee Stock Options (Right to Buy) Disposition 2012-08-10 2,584 $0.00 2,584 $34.57
Common Shares Employee Stock Options (Right to Buy) Disposition 2012-08-10 1,125 $0.00 1,125 $33.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-01-01 2017-01-01 No 4 M Direct
0 2010-01-29 2019-01-29 No 4 M Direct
0 2011-01-31 2020-01-31 No 4 M Direct
Footnotes
  1. DER units credited on 6/1/2012 as dividend at FMV