Filing Details

Accession Number:
0001534158-12-000163
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-13 18:59:07
Reporting Period:
2012-08-09
Filing Date:
2012-08-13
Accepted Time:
2012-08-13 18:59:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122976 Polyone Corp POL Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 341730488
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229313 D Stephen Newlin Polyone Center
33587 Walker Road
Avon Lake OH 44012
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-09 286,800 $6.77 722,804 No 4 M Direct
Common Stock Disposition 2012-08-09 190,011 $15.97 532,793 No 4 D Direct
Common Stock Disposition 2012-08-13 54,070 $15.68 478,723 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2012-08-09 286,800 $0.00 286,800 $6.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-03-05 No 4 M Direct
Footnotes
  1. The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
  2. The sale price is a weighted average for the sale transactions. The sales prices range from a low of $15.54 per share to a high of $15.79 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
  3. The stock appreciation rights vest in three equal annual installments beginning March 6, 2009.