Filing Details

Accession Number:
0001209191-12-041331
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-10 17:35:29
Reporting Period:
2012-08-09
Filing Date:
2012-08-10
Accepted Time:
2012-08-10 17:35:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175609 Cavium Inc. CAVM Semiconductors & Related Devices (3674) 770558625
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1395199 Rajiv Khemani C/O Cavium, Inc.
2315 N. First Street
San Jose CA 95131
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-09 5,500 $8.11 55,001 No 4 M Direct
Common Stock Disposition 2012-08-09 20,000 $33.15 35,001 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Right to Buy Disposition 2012-08-09 5,500 $0.00 5,500 $8.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
58,667 2006-03-22 2016-03-22 No 4 M Direct
Footnotes
  1. The exercise price of the options ranges from $3.04 to $10.32 per share
  2. The sale was made under a 10b5-1 trading plan adopted by the reporting person on August 27, 2010.
  3. Shares were sold ranging from $33.00 per share to $33.33 per share.
  4. The exercisbale date of the options ranges from 03/22/2006 to 2/6/2009
  5. The expiration date of the options ranges from 2/7/2016 to 3/22/2016