Filing Details

Accession Number:
0001127602-12-024162
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-09 16:20:21
Reporting Period:
2012-08-07
Filing Date:
2012-08-09
Accepted Time:
2012-08-09 16:20:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7332 Southwestern Energy Co SWN Crude Petroleum & Natural Gas (1311) 710205415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1103812 M Harold Korell Suite 125
2350 N. Sam Houston Parkway East
Houston TX 77032
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-07 162,331 $1.43 1,001,025 No 4 M Indirect by 2011 Family Limited Partnership (Peacetyme)
Common Stock Disposition 2012-08-07 162,331 $31.95 838,694 No 4 S Indirect by 2011 Family Limited Partnership (Peacetyme)
Common Stock Acquisiton 2012-08-08 227,861 $1.43 1,066,555 No 4 M Indirect by 2011 Family Limited Partnership (Peacetyme)
Common Stock Disposition 2012-08-08 227,861 $31.95 838,694 No 4 S Indirect by 2011 Family Limited Partnership (Peacetyme)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by 2011 Family Limited Partnership (Peacetyme)
No 4 S Indirect by 2011 Family Limited Partnership (Peacetyme)
No 4 M Indirect by 2011 Family Limited Partnership (Peacetyme)
No 4 S Indirect by 2011 Family Limited Partnership (Peacetyme)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2012-08-07 162,331 $0.00 162,331 $1.44
Common Stock Stock Options (Right to Buy) Disposition 2012-08-08 227,861 $0.00 227,861 $1.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
527,861 2003-12-11 2012-12-11 No 4 M Indirect
300,000 2003-12-11 2012-12-11 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 115,614 Direct
Common Stock 819,704 Indirect By Family Limited Partnership
Common Stock 61,242 Indirect by 2009 Family Limited Partnership (Ityme)
Common Stock 634,570 Indirect by 2011 Family Limited Partnership (Keepsake)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $2.65 2004-12-10 2013-12-10 451,598 451,598 Indirect
Common Stock Stock Options (Right to Buy) $20.34 2007-12-11 2013-12-11 117,083 117,083 Indirect
Common Stock Stock Options (Right to Buy) $27.18 2008-12-13 2014-12-13 75,301 75,301 Indirect
Common Stock Stock Options (Right to Buy) $30.68 2009-12-11 2015-12-11 93,790 93,790 Indirect
Common Stock Stock Options (Right to Buy) $40.73 2010-12-10 2016-12-10 3,960 3,960 Indirect
Common Stock Stock Options (Right to Buy) $36.22 2011-12-09 2017-12-09 4,550 4,550 Direct
Common Stock Stock Options (Right to Buy) $36.87 2012-12-08 2018-12-08 4,450 4,450 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-12-10 451,598 451,598 Indirect
2013-12-11 117,083 117,083 Indirect
2014-12-13 75,301 75,301 Indirect
2015-12-11 93,790 93,790 Indirect
2016-12-10 3,960 3,960 Indirect
2017-12-09 4,550 4,550 Direct
2018-12-08 4,450 4,450 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $31.80 to $32.18. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  2. This transaction was executed in multiple trades at prices ranging from $31.80 to $32.12. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.