Filing Details

Accession Number:
0001127602-12-024029
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-08 13:12:54
Reporting Period:
2012-08-07
Filing Date:
2012-08-08
Accepted Time:
2012-08-08 12:12:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
85704 Harris Teeter Supermarkets Inc. HTSI Retail-Grocery Stores (5411) 560905940
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1017081 Jr H Robert Spilman P.o. Box 626
3525 Fairystone Park Highway
Basset VA 24055
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-07 5,000 $17.01 7,093 No 4 M Direct
Common Stock Disposition 2012-08-07 5,000 $42.33 2,093 No 4 S Direct
Common Stock Acquisiton 2012-08-07 1,053 $14.49 3,146 No 4 M Direct
Common Stock Disposition 2012-08-07 1,053 $42.19 2,093 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2012-08-07 5,000 $0.00 5,000 $17.01
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2012-08-07 1,053 $0.00 1,053 $14.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-08-15 2012-08-15 No 4 M Direct
947 2002-11-21 2012-11-21 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-qualified Stock Option (Right to Buy) $17.24 2003-11-20 2013-11-20 2,000 2,000 Direct
Common Stock Phantom Stock Units $0.00 13,035 13,035 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-11-20 2,000 2,000 Direct
13,035 13,035 Direct
Footnotes
  1. Non-Qualified Stock Options expire the earlier of the stated Expiration Date or 90 days after the Reporting Person ceases to be a Director of the Corporation.
  2. In addition, since the Reporting Person's last report, 44 shares were acquired pursuant to the dividend reinvestment feature of the Plan.
  3. Regarding Table II, Column 8, Price of Derivative Security, for PSU, a blank or a price of $0 appears in this column. Nonetheless, upon each deferral of annual retainer or meeting fees, the Reporting Person's account is credited with a number of PSU equal to the number of shares of HTSI that would have an aggregate fair market value (determined as of the date such retainer or fees would have been paid) equal to the amount of such retainer or fees.
  4. -Phantom Stock Units (PSU) - were acquired under the Harris Teeter Supermarkets, Inc. Director Deferral Plan (Plan).The Date Exercisable and Expiration Date for grants under the Plan are left blank, as suggested by the SEC. When a participant ceases to be a member of the Board of Directors, the participant's PSU account will be settled in cash or Harris Teeter Supermarkets, Inc. Common Stock (HTSI) on a one-for-one basis in the Compensation Committee's discretion. Payment of the account, in HTSI or cash shall be on the date 90 days following the date the Reporting Person ceases to be a member of the Board of Directors. Each PSU represents a share of HTSI. A participant in the Plan may not be paid any portion of their PSU account prior to the participant's termination of service as a member of the Board of Directors.