Filing Details

Accession Number:
0001127602-12-023921
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-07 15:13:51
Reporting Period:
2012-08-03
Filing Date:
2012-08-07
Accepted Time:
2012-08-07 15:13:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051741 First Niagara Financial Group Inc FNFG National Commercial Banks (6021) 161545669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237045 E Daniel Cantara 726 Exchange Street
Suite 618
Buffalo NY 14210
Evp Commercial Business Svcs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-03 15,000 $7.88 143,148 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,474 Indirect By 401k
Common Stock 5,496 Indirect By Esop
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-qualified Stock Option (Right to Buy) $9.84 2013-03-30 2022-03-30 56,076 56,076 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $11.68 2003-08-28 2012-08-28 39,552 39,552 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $13.28 2004-05-21 2013-05-21 9,800 9,800 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $12.87 2005-05-04 2014-05-04 11,200 11,200 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $12.91 2005-12-28 2015-05-03 25,100 25,100 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $14.83 2007-09-08 2016-09-08 13,300 13,300 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $14.70 2008-01-31 2017-01-31 15,500 15,500 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $12.02 2009-01-28 2018-01-28 40,020 40,020 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $12.93 2010-01-26 2019-01-26 28,872 28,872 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $14.44 2011-01-25 2020-01-25 30,762 30,762 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $13.79 2012-01-24 2021-01-24 31,260 31,260 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-03-30 56,076 56,076 Direct
2012-08-28 39,552 39,552 Direct
2013-05-21 9,800 9,800 Direct
2014-05-04 11,200 11,200 Direct
2015-05-03 25,100 25,100 Direct
2016-09-08 13,300 13,300 Direct
2017-01-31 15,500 15,500 Direct
2018-01-28 40,020 40,020 Direct
2019-01-26 28,872 28,872 Direct
2020-01-25 30,762 30,762 Direct
2021-01-24 31,260 31,260 Direct