Filing Details

Accession Number:
0001127602-12-023919
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-07 15:10:08
Reporting Period:
2012-08-06
Filing Date:
2012-08-07
Accepted Time:
2012-08-07 15:10:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051741 First Niagara Financial Group Inc FNFG National Commercial Banks (6021) 161545669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1468118 M Gary Crosby 726 Exchange Street
Suite 618
Buffalo NY 14210
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-06 7,500 $7.94 94,979 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 472 Indirect by ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-qualified Stock Option (Right to Buy) $9.84 2013-03-30 2022-03-30 82,710 82,710 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $11.29 2010-07-13 2019-07-13 24,033 24,033 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $14.44 2011-01-25 2020-01-25 35,406 35,406 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $13.79 2012-01-24 2021-01-24 45,933 45,933 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-03-30 82,710 82,710 Direct
2019-07-13 24,033 24,033 Direct
2020-01-25 35,406 35,406 Direct
2021-01-24 45,933 45,933 Direct