Filing Details

Accession Number:
0001127602-12-023607
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-02 16:50:41
Reporting Period:
2012-08-02
Filing Date:
2012-08-02
Accepted Time:
2012-08-02 16:50:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051741 First Niagara Financial Group Inc FNFG National Commercial Banks (6021) 161545669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1516553 W Gregory Norwood 726 Exchange Street
Suite 618
Buffalo NY 14210
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-02 10,000 $7.47 93,523 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series B Nonconvertible Preferred Stock 2,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-qualified Stock Option (Right to Buy) $9.84 2012-03-30 2013-03-30 56,076 56,076 Direct
Common Stock Non-qualified Stock Option (Right to Buy) $13.84 2012-01-24 2021-04-04 33,096 33,096 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-03-30 56,076 56,076 Direct
2021-04-04 33,096 33,096 Direct