Filing Details

Accession Number:
0001127602-12-023603
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-02 16:48:08
Reporting Period:
2012-07-31
Filing Date:
2012-08-02
Accepted Time:
2012-08-02 16:48:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051741 First Niagara Financial Group Inc FNFG National Commercial Banks (6021) 161545669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1379848 L Carlton Highsmith 726 Exchange Street
Suite 618
Buffalo NY 14210
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-31 15,000 $7.62 37,303 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $14.69 2007-01-01 2016-11-28 6,715 6,715 Direct
Common Stock Stock Options $11.49 2008-11-05 2017-11-05 8,637 8,637 Direct
Common Stock Stock Options $12.25 2009-11-02 2018-11-03 7,913 7,913 Direct
Common Stock Stock Options $10.01 2010-11-02 2019-11-02 10,813 10,813 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-11-28 6,715 6,715 Direct
2017-11-05 8,637 8,637 Direct
2018-11-03 7,913 7,913 Direct
2019-11-02 10,813 10,813 Direct