Filing Details
- Accession Number:
- 0001225208-12-017082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-01 18:47:07
- Reporting Period:
- 2012-07-31
- Filing Date:
- 2012-08-01
- Accepted Time:
- 2012-08-01 17:47:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062438 | Pulaski Financial Corp | PULB | Savings Institution, Federally Chartered (6035) | 431816913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203001 | K Timothy Reeves | 12300 Olive Boulevard St. Louis MO 63141 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-31 | 34,914 | $6.12 | 41,767 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-31 | 400 | $7.44 | 41,367 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-07-31 | 6,221 | $7.50 | 35,146 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-07-31 | 28,293 | $7.40 | 6,853 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-07-31 | 34,914 | $0.00 | 34,914 | $6.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-08-21 | 2012-08-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 147 | Indirect | By Spouse as Custodian for Daughter 1 |
| Common Stock | 147 | Indirect | By Spouse as Custodian for Daughter 2 |
| Common Stock | 758 | Indirect | By Stock Award II |
| Common Stock | 6,945 | Indirect | By Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $18.48 | 2006-07-19 | 2011-07-19 | 1,500 | 1,500 | Direct |
| Common Stock | Stock Option (right to buy) | $7.70 | 2008-11-03 | 2018-11-03 | 4,000 | 4,000 | Direct |
| Common Stock | Stock Option (right to buy) | $9.46 | 2007-12-19 | 2012-12-19 | 2,900 | 2,900 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-07-19 | 1,500 | 1,500 | Direct |
| 2018-11-03 | 4,000 | 4,000 | Direct |
| 2012-12-19 | 2,900 | 2,900 | Direct |
Footnotes
- Since the reporting person's last report, 1,569 shares of restricted stock have vested and are now held directly.
- Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 758 shares vest immediately upon the date of grant and 759 shares vest on October 26, 2012.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
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