Filing Details

Accession Number:
0001104659-12-053310
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-01 17:39:46
Reporting Period:
2012-08-01
Filing Date:
2012-08-01
Accepted Time:
2012-08-01 17:39:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1353283 Splunk Inc SPLK Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1114719 August Capital Iii Founders Fund Lp C/O August Capital
2480 Sand Hill Road, Suite 101
Menlo Park CA 94025
No No Yes No
1114992 August Capital Strategic Partners Iii Lp C/O August Capital
2480 Sand Hill Road, Suite 101
Menlo Park CA 94025
No No Yes No
1162157 Andrew Rappaport C/O August Capital
2480 Sand Hill Road, Suite 101
Menlo Park CA 94025
No No Yes No
1193109 F David Marquardt C/O August Capital
2480 Sand Hill Road, Suite 101
Menlo Park CA 94025
No No Yes No
1252251 August Capital Iii Lp C/O August Capital
2480 Sand Hill Road, Suite 101
Menlo Park CA 94025
No No Yes No
1252257 August Capital Management Iii Llc C/O August Capital
2480 Sand Hill Road, Suite 101
Menlo Park CA 94025
No No Yes No
1252521 R John Johnston C/O August Capital
2480 Sand Hill Road, Suite 101
Menlo Park CA 94025
No No Yes No
1452198 August Capital V, L.p. C/O August Capital
2480 Sand Hill Road, Suite 101
Menlo Park CA 94025
No No Yes No
1464232 August Capital Strategic Partners V, L.p. C/O August Capital
2480 Sand Hill Road, Suite 101
Menlo Park CA 94025
No No Yes No
1547399 August Capital Management V, L.l.c. C/O August Capital
2480 Sand Hill Road, Suite 101
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-08-01 510,085 $27.26 13,945,602 No 4 S Indirect See footnotes
Common Stock Disposition 2012-08-01 681 $27.26 18,624 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Footnotes
  1. Shares held of record by August Capital III, L.P. ("August III"), as nominee for August III (12,763,217 shares), August Capital Strategic Partners III, L.P. (232,613 shares)("August Strategic III"), August Capital III Founders Fund (715,968 shares)("August III Founders") and related individuals. August Capital Management III, L.L.C. ("ACM III"), the general partner of each of August III, August Strategic III and August III Founders, may be deemed to have sole voting and investment power over the reported shares of the Issuer's common stock. John R. Johnston, David F. Marquardt and Andrew S. Rappaport, as members of ACM III, share voting and investment power over the reported shares of the Issuer's common stock.
  2. August III, August Strategic III, August III Founders and ACM III and each of its members disclaim beneficial ownership of these shares of Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that August III, August Strategic III, August III Founders or ACM III or any of its members is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
  3. Shares held of record by August Capital V, L.P. ("August V"), as nominee for August V (18,336 shares), August Capital Strategic Partners V, L.P. (156 shares) ("August Strategic V") and related individuals. August Capital Management V, L.L.C. ("ACM V"), the general partner of each of August V and August Strategic V, may be deemed to have sole voting and investment power over the reported shares of the Issuer's common stock.
  4. Howard Hartenbaum, David M. Hornik, John R. Johnston, David F. Marquardt, Vivek Mehra and Andrew S. Rappaport, as members of ACM V, share voting and investment power over the reported shares of the Issuer's common stock. August V, August Strategic V and ACM V and each of its members disclaim beneficial ownership of these shares of the Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that August V, August Strategic V or ACM V or any of its members is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.