Filing Details

Accession Number:
0001094831-12-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-01 17:24:18
Reporting Period:
2012-07-31
Filing Date:
2012-08-01
Accepted Time:
2012-08-01 17:24:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094831 Bgc Partners Inc. BGCP Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 134063515
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268208 M Albert Weis C/O Bgc Partners, Inc.
499 Park Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2012-07-31 5,000 $5.04 231,794 No 4 P Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2012-07-31 5,000 $5.01 236,794 No 4 P Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2012-08-01 5,000 $4.98 241,794 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share 2,000 Indirect See footnote
Footnotes
  1. Includes (i) 8,532 shares of Class A Common Stock represented by 8,532 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Third Amended and Restated Long Term Incentive Plan (the "Plan"), of which 4,266 RSUs will vest on December 14, 2012 and 4,266 RSUs will vest on December 14, 2013 and (ii) 2,927 shares of Class A Common Stock represented by 2,927 RSUs granted under the Plan on December 13, 2010, which will vest on December 13, 2012. Each RSU represents a contingent right to receive one share of Class A Common Stock. The RSUs granted under the Plan will vest provided that the reporting person continues to serve as a member of the Board of Directors.
  2. The 2,000 shares of the Company's Class A Common Stock held indirectly by the reporting person consist of (1) 1,000 shares held by the reporting person's spouse and (2) 1,000 shares held in trust for the benefit of the reporting person's children.