Filing Details

Accession Number:
0000891839-12-000066
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-01 17:23:45
Reporting Period:
2012-07-31
Filing Date:
2012-08-01
Accepted Time:
2012-08-01 17:23:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716314 Graham Corp GHM General Industrial Machinery & Equipment (3560) 161194720
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249710 R James Lines C/O Graham Corporation
20 Florence Avenue
Batavia NY 14020
President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-31 50 $17.20 41,534 No 4 P Direct
Common Stock Acquisiton 2012-07-31 4,450 $17.22 45,984 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,570 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $30.88 2012-05-29 2018-05-29 2,532 2,532 Direct
Common Stock Stock Option (Right to Buy) $15.22 2012-05-28 2019-05-28 1,974 1,974 Direct
Common Stock Stock Option (Right to Buy) $15.25 2020-05-20 3,092 3,092 Direct
Common Stock Stock Option (Right to Buy) $18.65 2022-05-30 10,894 10,894 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-29 2,532 2,532 Direct
2019-05-28 1,974 1,974 Direct
2020-05-20 3,092 3,092 Direct
2022-05-30 10,894 10,894 Direct
Footnotes
  1. Includes an additional 1,114 shares purchased under the Graham Corporation Employee Stock Purchase Plan.
  2. Shares held by the trustee of the Graham Corporation Employee Stock Ownership Plan and allocated to Mr. Lines's account, as to which Mr. Lines has sole voting power but no dispositive power, except in limited circumstances.
  3. This option was previously reported by Mr. Lines.
  4. This option was previously reported by Mr. Lines and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/20/10 grant date.
  5. This option was previously reported by Mr. Lines and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/30/12 grant date.