Filing Details
- Accession Number:
- 0001104659-12-052899
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-31 22:54:07
- Reporting Period:
- 2012-07-27
- Filing Date:
- 2012-07-31
- Accepted Time:
- 2012-07-31 21:54:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547459 | Natural Grocers By Vitamin Cottage Inc. | NGVC | Retail-Grocery Stores (5411) | 841444517 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1554579 | Ctvc, Llc | C/O Natural Grocers By Vitamin Cottage 12612 W. Alameda Parkway Lakewood CO 80228 | No | No | No | Yes | |
| 1554580 | Ftvc, Llc | C/O Natural Grocers By Vitamin Cottage 12612 W. Alameda Parkway Lakewood CO 80228 | No | No | No | Yes | |
| 1554586 | Trust Isely Luke & Larock | C/O Natural Grocers By Vitamin Cottage 12612 W. Alameda Parkway Lakewood CO 80228 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-27 | 129,057 | $0.00 | 129,057 | No | 5 | J | Direct | |
| Common Stock | Disposition | 2012-07-30 | 37,119 | $15.00 | 91,938 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-07-27 | 627,800 | $0.00 | 627,800 | No | 5 | J | Direct | |
| Common Stock | Disposition | 2012-07-30 | 55,950 | $15.00 | 571,850 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-07-27 | 1,204,100 | $0.00 | 1,204,100 | No | 5 | J | Direct | |
| Common Stock | Disposition | 2012-07-30 | 166,161 | $15.00 | 1,037,939 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 4 | S | Direct | |
| No | 5 | J | Direct | |
| No | 4 | S | Direct | |
| No | 5 | J | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares were acquired by the direct beneficial owner in a redomestication, holding company reorganization exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-7 promulgated thereunder. In connection with, and immediately prior to the completion of, the issuer's initial public offering, the then existing shareholders of Vitamin Cottage Natural Food Markets, Inc. (now the issuer's wholly-owned subsidiary and operating company) exchanged their shares of capital stock in the operating company for a ratable percentage of shares of common stock of the issuer.
- These shares are owned directly by The LaRock and Luke Isely Trust
- These shares are owned directly by FTVC, LLC
- These shares are owned directly by CTVC, LLC
Billionaire Hedge Funds
