Filing Details

Accession Number:
0001104659-12-052876
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-31 21:09:07
Reporting Period:
2012-07-27
Filing Date:
2012-07-31
Accepted Time:
2012-07-31 21:09:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547459 Natural Grocers By Vitamin Cottage Inc. NGVC Retail-Grocery Stores (5411) 841444517
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552609 Zephyr Isely C/O Natural Grocers By Vitamin Cottage
12612 W. Alameda Parkway
Lakewood CO 80228
Co-President Yes Yes Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-27 4,305,558 $0.00 4,305,558 No 5 A Direct
Common Stock Disposition 2012-07-30 1,140,374 $15.00 3,165,184 No 4 S Direct
Common Stock Acquisiton 2012-07-27 71,772 $0.00 71,772 No 5 J Indirect By KIVC 1, LLC
Common Stock Acquisiton 2012-07-27 572,097 $0.00 572,097 No 5 J Indirect By KIVC 2, LLC
Common Stock Acquisiton 2012-07-27 201,856 $0.00 201,856 No 5 J Indirect By HIVC 1, LLC
Common Stock Acquisiton 2012-07-27 478,788 $0.00 478,788 No 5 J Indirect By HIVC 2, LLC
Common Stock Acquisiton 2012-07-27 627,800 $0.00 627,800 No 5 J Indirect By FTVC, LLC
Common Stock Disposition 2012-07-30 55,950 $15.00 571,850 No 4 S Indirect By FTVC, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 S Direct
No 5 J Indirect By KIVC 1, LLC
No 5 J Indirect By KIVC 2, LLC
No 5 J Indirect By HIVC 1, LLC
No 5 J Indirect By HIVC 2, LLC
No 5 J Indirect By FTVC, LLC
No 4 S Indirect By FTVC, LLC
Footnotes
  1. Shares were acquired by the direct beneficial owner in a redomestication, holding company reorganization exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under Rule 16b-7 promulgated thereunder. In connection with, and immediately prior to the completion of, the issuer's initial public offering, the then existing shareholders of Vitamin Cottage Natural Food Markets, Inc. (now the issuer's wholly-owned subsidiary and operating company) exchanged their shares of capital stock in the operating company for a ratable percentage of shares of common stock of the issuer.
  2. Reporting person is a beneficiary through a member trust, but has no investment power over these shares and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  3. Reporting person is a beneficiary through a member trust and disclaims beneficial ownership except to the extent of his pecuniary interest therein.