Filing Details

Accession Number:
0001209191-12-039288
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-27 13:46:18
Reporting Period:
2012-07-25
Filing Date:
2012-07-27
Accepted Time:
2012-07-27 13:46:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1090061 Omnova Solutions Inc OMN Fabricated Rubber Products, Nec (3060) 341897652
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232567 E Michael Hicks 175 Ghent Road
Fairlawn OH 44333-3300
Sr Vp Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-25 10,000 $4.15 199,956 No 4 M Direct
Common Stock Disposition 2012-07-25 10,000 $7.30 189,956 No 4 S Direct
Common Stock Acquisiton 2012-07-26 12,230 $4.15 202,186 No 4 M Direct
Common Stock Disposition 2012-07-26 12,230 $7.31 189,956 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2012-07-25 10,000 $0.00 10,000 $4.15
Common Stock Stock Options (Right to Buy) Disposition 2012-07-26 12,230 $0.00 12,230 $4.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,405 2003-06-11 2012-12-12 No 4 M Direct
22,175 2003-06-11 2012-12-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 31,622 Indirect Plan Trust
Footnotes
  1. These shares represent shares acquired uopn the exercise of options granted under the OMNOVA Solutions Inc Amended and Restated 1999 Equity and Performance Incentive Plan on December 12,2002. The options became exercisable in 25% increments on 6/11/03; 12/12/03; 12/12/04 and 12/12/05 and are due to expire later this year on 12/12/12.
  2. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.35, inclusive. The reporting person undertakes to provide OMNOVA Solutions, any shareholders of OMNOVA Solutions or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.39, inclusive. The reporting person undertakes to provide OMNOVA Solutions, any shareholders of OMNOVA Solutions or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Shares held in the OMNOVA Solutions Retirement Savings Plan as of 7/25/2012 per the Plan Administrator's Records.