Filing Details

Accession Number:
0001209191-12-039207
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-26 19:42:31
Reporting Period:
2012-07-24
Filing Date:
2012-07-26
Accepted Time:
2012-07-26 19:42:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1544116 Durata Therapeutics Inc. DRTX Pharmaceutical Preparations (2834) 871247903
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1322927 Karl Brenton Ahrens C/O Canaan Partners,
285 Riverside Avenue, Suite 250
Westport CT 06880
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-24 1,346,475 $0.00 1,346,475 No 4 C Indirect See footnote
Common Stock Acquisiton 2012-07-24 555,555 $9.00 1,902,030 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2012-07-24 10,771,804 $0.00 1,346,475 $0.00
Common Stock Stock Option (right to buy) Acquisiton 2012-02-28 6,250 $0.00 6,250 $2.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
6,250 2022-02-27 No 4 A Direct
Footnotes
  1. The Series A Preferred Stock has no expiration date and each share of Series A Preferred Stock converted automatically into 0.125 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration.
  2. These shares are held directly by Canaan VIII L.P. Mr. Ahrens disclaims beneficial ownership of the shares owned by Canaan VIII L.P., and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in the shares by virtue of the limited liability company interests he owns in Canaan Partners VIII LLC, the general partner of Canaan VIII L.P.
  3. This option was granted on February 28, 2012 to Mr. Ahrens with respect to 6,250 shares of common stock, vesting in 36 substantially equal monthly installments over a three year period, the first installment of which vested on March 28, 2012. Mr. Ahrens, pursuant to an agreement with Canaan Management, Inc., is contractually obligated to assign any remuneration received for service as a director to Canaan Management, Inc. Mr. Ahrens disclaims beneficial ownership in the stock options and shares exercisable therefrom, except to the extent of his pecuniary interest, if any, in such stock options and shares exercisable therefrom by virtue of the limited liability company interests he owns in Canaan Partners VIII, LLC.