Filing Details
- Accession Number:
- 0001137411-12-000091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-25 17:36:02
- Reporting Period:
- 2012-07-23
- Filing Date:
- 2012-07-25
- Accepted Time:
- 2012-07-25 17:36:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191566 | M Clayton Jones | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Chairman, President And Ceo | Yes | Yes | No | No |
Transaction Summary
Sold: | 11,453 shares | Avg. Price: $48.18 | Total Value: $551,758.33 |
Number of Shares After Transactions: | 148,158 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-23 | 33,334 | $20.97 | 159,611 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-07-23 | 279 | $48.03 | 159,332 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 521 | $48.04 | 158,811 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 560 | $48.05 | 158,251 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 300 | $48.06 | 157,951 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 200 | $48.07 | 157,751 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 200 | $48.08 | 157,551 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 600 | $48.09 | 156,951 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 300 | $48.10 | 156,651 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 600 | $48.11 | 156,051 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 100 | $48.12 | 155,951 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 393 | $48.13 | 155,558 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 100 | $48.15 | 155,458 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 200 | $48.16 | 155,258 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 600 | $48.17 | 154,658 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 1,500 | $48.18 | 153,158 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 300 | $48.19 | 152,858 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 200 | $48.20 | 152,658 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 100 | $48.21 | 152,558 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 400 | $48.22 | 152,158 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 300 | $48.23 | 151,858 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 587 | $48.24 | 151,271 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 423 | $48.25 | 150,848 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 390 | $48.26 | 150,458 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 400 | $48.27 | 150,058 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 900 | $48.28 | 149,158 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 600 | $48.29 | 148,558 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-23 | 400 | $48.30 | 148,158 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-07-23 | 33,334 | $0.00 | 33,334 | $20.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
58,435 | 2012-09-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 21,950 | Indirect | By GRATs |
Common Stock | 14,507 | Indirect | By Savings Plan |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2012.
- Indirectly owned by reporting person who serves as trustee of grantor retained annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2012.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options became exercisable in three substantially equal installments on September 11, 2003, 2004 and 2005.