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Filing Details

Accession Number:: 0000909791-12-000039
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-07-25 17:24:27
Reporting Period:: 2012-07-23

Filing Date:: 2012-07-25
Accepted Time:: 2012-07-25 17:24:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
909791	Ultratech Inc	UTEK	Special Industry Machinery, Nec (3559)	943169580

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1227979	R Bruce Wright	3050 Zanker Road San Jose CA 95134	Sr. Vp-Fin, Cfo & Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-07-23	13,333	$0.00	128,126	No	4	A	Direct
Common Stock	Acquisiton	2012-07-23	80,000	$21.83	208,126	No	4	M	Direct
Common Stock	Disposition	2012-07-23	80,000	$30.18	128,126	No	4	S	Direct
Common Stock	Acquisiton	2012-07-23	80,000	$21.83	208,126	No	4	M	Direct
Common Stock	Disposition	2012-07-23	80,000	$30.65	128,126	No	4	S	Direct
Common Stock	Acquisiton	2012-07-23	40,000	$16.01	168,126	No	4	M	Direct
Common Stock	Disposition	2012-07-23	40,000	$31.10	128,126	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option (right to buy)	Acquisiton	2012-07-23	2,214	$0.00	2,214	$30.12
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2012-07-23	40,000	$0.00	40,000	$16.01
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2012-07-23	80,000	$0.00	80,000	$21.83
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2012-07-23	80,000	$0.00	80,000	$21.83
Common Stock	Non-Qualified Stock Option (right to buy)	Acquisiton	2012-07-23	24,453	$0.00	24,453	$30.12

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,214	2022-07-22	No	4	A	Direct
0	2014-10-18	No	4	M	Direct
80,000	2013-07-20	No	4	M	Direct
0	2013-07-20	No	4	M	Direct
24,453	2022-07-22	No	4	A	Direct

Footnotes

Represents restricted stock units (RSUs) awarded under the Issuer's 1993 Stock Option/Stock Issuance Plan. Each RSU will entitle the Reporting Person to one share of the Issuer's common stock upon the designated issuance date following the vesting of that RSU. The RSUs will vest in a series of fifty successive equal monthly installments upon the Reporting Person's completion of each month of service with the Issuer over the fifty-month period measured from January 1, 2012. The shares underlying the RSUs that vest each year will be issued on January 31 of the following year (or in March 2016 for the two monthly installments that vest in that year) or, if earlier, upon the Reporting Person's seperation from service. The RSUs will vest in full on an accelerated basis, and the underlying shares of the Issuer's common stock will become immediately issuable, upon certain changes in ownership or upon the Reporting Person's termination of service with the Issuer under certain circumstances.
Includes (i) 26,000 shares subject to RSUs vest in a series of 26 successive equal monthly installments upon completion of each month of service over the 26-month period measured from 1/1/2012 and issued on January 31 following the year they vest (or in March 2014 for the 2 installments vest in that year), (ii) 38,000 shares subject to RSUs vest in a series of 38 successive equal monthly installments upon completion of each month of service over the 38-month period measured from 1/1/2012 and issued on January 31 following the year they vest (or in March 2015 for 2 installments vest in that year), (iii) 13,333 shares subject to RSUs vest in a series of 50 successive equal monthly installments upon completion of each month of service over the 50-month period measured from 1/1/2012 and issued on January 31 following the year they vest (or in March 2016 for 2 installments vest in that year), and (iv) 13,333 shares subject to the RSU award reported on this Form 4.
Represents the weighted average sale price per share. The actual sale prices ranged from a low of $30.04 to a high of $30.375. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
Represents the weighted average sale price per share. The actual sale prices ranged from a low of $30.375 to a high of $30.92. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
Represents the weighted average sale price per share. The actual sale prices ranged from a low of $30.92 to a high of $31.64. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
The option will become exercisable with respect to twenty-four percent (24%) of the option shares upon the Reporting Person's completion of one (1) year of service with the Issuer measured from January 1, 2012, and the balance of the option shares in thirty-eight (38) successive equal monthly installments upon the Reporting Person's completion of each month of service with the Issuer over the thirty-eight (38)-month period measured from January 1, 2013, subject to full acceleration upon the Reporting Person's termination of service with the Issuer under certain circumstances.
The option was granted on October 19, 2004 and became vested and exercisable on the grant date.
The option was granted on July 21, 2003 and became exercisable with respect to twenty-four percent (24%) of the option shares upon the Reporting Person's completion of two (2) year of service with the Issuer measured from the date of grant, and the balance of the option shares become exercisable in thirty-eight (38) successive equal monthly installments upon the Reporting Person's completion of each month of service over the thirty-eight (38)-month period measured from the date two (2) year following the date of grant.
The option was granted on July 21, 2003 and became exercisable with respect to twenty-four percent (24%) of the option shares upon the Reporting Person's completion of one (1) year of service with the Issuer measured from the date of grant, and the balance of the option shares become exercisable in thirty-eight (38) successive equal monthly installments upon the Reporting Person's completion of each month of service over the thirty-eight (38)-month period measured from the date one (1) year following the date of grant.