Filing Details

Accession Number:
0001209191-12-039041
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-25 16:32:49
Reporting Period:
2012-07-24
Filing Date:
2012-07-25
Accepted Time:
2012-07-25 16:32:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1177609 Five Below Inc FIVE Retail-Variety Stores (5331) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1474398 Partnership Limited (Delaware) Gp Vi Gpe C/O Advent International Corporation
75 State Street, 29Th Floor
Boston MA 02109
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-24 3,001,322 $0.00 3,001,322 No 4 C Indirect See Footnote
Common Stock Disposition 2012-07-24 378,469 $15.81 2,622,853 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A 8% Convertible Preferred Stock Disposition 2012-07-24 8,674,339 $0.00 3,001,322 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 D Indirect
Footnotes
  1. The Series A 8% Convertible Preferred Stock is convertible into Five Below, Inc. common stock on a 1-for-0.346 basis and has no expiration date.
  2. These securities are indirectly beneficially owned in the following capacities: as General Partner of Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and Advent International GPE VI-E Limited Partnership. These three GPE VI Funds are shareholders of Advent - Five Below Acquisition Limited Partnership which is the direct owner of these securities.