Filing Details

Accession Number:
0001209191-12-039040
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-25 16:32:08
Reporting Period:
2012-07-24
Filing Date:
2012-07-25
Accepted Time:
2012-07-25 16:32:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1177609 Five Below Inc FIVE Retail-Variety Stores (5331) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1310177 J Steven Collins C/O Advent International Corporation
75 State Street, 29Th Floor
Boston MA 02109
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-24 9,364 $0.00 9,364 No 4 C Indirect See Footnote
Common Stock Disposition 2012-07-24 1,818 $15.81 8,183 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A 8% Convertible Preferred Stock Disposition 2012-07-24 27,063 $0.00 9,364 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 D Indirect
Footnotes
  1. The Series A 8% Convertible Preferred Stock is convertible into Five Below, Inc. common stock on a 1-for-0.346 basis and has no expiration date.
  2. These shares are indirectly beneficially owned as a limited partner of Advent Partners GPE VI 2008 Limited Partnership, which in turn is a shareholder of Advent - Five Below Acquisition Limited Partnership, which is the direct owner of these securities.