Filing Details

Accession Number:
0001181431-12-042018
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-25 13:37:07
Reporting Period:
2012-07-23
Filing Date:
2012-07-25
Accepted Time:
2012-07-25 12:37:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF State Commercial Banks (6022) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1039765 Nv Groep Ing Bijlmerplein 888
1102 Mg Amsterdam P7
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock (Par Value $0.01 Per Share) Acquisiton 2012-07-23 39,948 $54.82 54,830,725 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. 39,948 shares of Capital One Financial Corporation were purchased in a rebalancing transaction for the account of ING Corporate Leaders 100 Fund, a registered investment company, which is managed by ING Investments LLC, a wholly-owned indirect subsidiary of ING Groep N.V.
  2. These shares were purchased at prices ranging from $54.80 to $54.86 per share. Upon request by SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.