Filing Details

Accession Number:
0001217398-12-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-20 16:35:31
Reporting Period:
2012-07-18
Filing Date:
2012-07-20
Accepted Time:
2012-07-20 16:35:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217398 K Joan Shafran 122 South Street
Boston MA 02111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2012-07-19 25,000 $14.37 42,300 No 4 S Indirect See footnote
Class A Common Stock Disposition 2012-07-18 29,648 $14.55 26,572 No 4 S Indirect See footnote
Class A Common Stock Disposition 2012-07-19 5,352 $14.33 21,220 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 13,854 Indirect See footnote
Class A Common Stock 7,648 Indirect See footnote
Class A Common Stock 8,920 Indirect See footnote
Class A Common Stock 33,617 Direct
Class A Common Stock 37,156 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 900 900 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 2,579,908 2,479,908 Indirect
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 13,500 13,500 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1988-08-08 900 900 Indirect
1988-08-08 2,579,908 2,479,908 Indirect
1988-08-08 13,500 13,500 Indirect
Footnotes
  1. Held Indirect - by Powell Partners, of which Ms. Shafran is a general partner.
  2. Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share value due to a regular distribution to the beneficiary.
  3. Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share value due to a regular distribution to the beneficiary.
  4. Held by directly by Joan Shafran in a street account with Wells Fargo. 50,000 shares were moved on 6/14/2012 to Raymond James account. See footnote 5.
  5. Joan Shafran, Trustee - held in street account with Raymond James. The price $14.3697 represents a weighed average of sales prices ranging from $14.33 per share to $14.40 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  6. Held Indirect by The Berimore Company (a general partnership). Joan Shafran is a general partner along with siblings, Joseph Shafran and Paula Krulak. 7/18/2012 Sales - The price $14.5515 represents a weighed average of sales prices ranging from $14.50 per share to $14.68 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. 7/19/2012 Sales - The price $14.3311 represents a weighed average of sales prices ranging from $14.25 per share to $14.56 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  7. Joan Shfaran GRIT dated 8/01/2007. Joan Shafran recieves income from the shares but has no beneficial interest; Joan Shafran serves as a Trustee for the trust.
  8. Held Indirect - General Partner of RMS, Ltd.
  9. Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd.
  10. Held Indirect - Powell Partners.
  11. Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.
  12. Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.